FITS

 

Service Highlights

  • Internal investigations of potential and actual AML violations for major financial institutions.
  • AML related remediation relying upon our expertise in accounts documentation, procedures implementation, policy development, and internal control upgrades. 
  • Ongoing transaction monitoring using the combined expertise of private and public sector experienced professionals.
  • Selecting and utilize the latest technology in the analysis of data acquisition, modeling, migration, and statistics for efficient and effective transaction compliance analysis.

Practical Capabilities

  • Evaluating and reporting on the adequacy of internal controls and performing operational risk assessments for top tier financial firms.
  • Reconstructing events and unwinding complex transactions with incomplete and/or corrupt data by utilizing the skills of our recognized financial industry technical, forensic and financial experts.  
  • General AML issues both from a private and public sector perspective.
  • Forensic investigations of complex financial fraud and embezzlement that involved working closely with the SIPC, NASD, FBI and other agencies.