Executive Summary
Financial Industry Technical Services, Inc. (FITS) is pleased to provide services to Investment Advisers. We are confident that FITS has the unique capabilities to meet and exceed your expectations.
FITS is a professional consulting and advisory firm specializing exclusively in the financial services industry. Since 1991, FITS has established trusted relationships with our clients by providing consultants with real industry experience serving key market sectors including Brokerage, Investment Advisory Services, Banking, Employee Benefits/Retirement Services, Financial Systems/Software Vendors, Investment Management Operations, Transfer Agencies, and Trusts. Our headquarters are in Denville, NJ and we have offices in Charlotte, Dallas, Minneapolis, New York, and Tallahassee. Our clients benefit from the consistency of our consulting resource model combined with the talents of our highly motivated and experienced professionals. We offer a cost-effective alternative to large national firms with our flexibility to rapidly deploy experienced professionals to meet your business’s needs.
Your goals are important to us. FITS focuses on providing cost-effective business and technology services and solutions to the financial services industry. In order to achieve a total solution for our clients, our consultants will bridge the gap between strategic development and implementation. We seek to understand your organization by combining our industry knowledge capital and adaptive project management with our strategic approach, ensuring a seamless, successful transition to your business model.
Our people are our core product. As our most valuable asset, they possess hands on experience working in a broad range of environments and disciplines across multiple products and services. They have worked extensively in the financial services industry solving the problems and meeting the challenges related to conversions and business integrations, liquidations, project management, operational analysis, technology and system assessments, RFP/RFI analysis, risk management, and strategic planning. Their expertise can help you to effectively and efficiently manage your business challenges.
Our Understanding
As an investment adviser, you are seeking registration and consultative assistance for your Independent Investment Advisory business with the SEC and the states and are seeking a contractor to provide a broad range of compliance services. Our Investment Adviser (IA) capabilities include Registration Services, Operations and Procedures, and Other Services.
Our Resources
FITS is committed to understanding the unique needs of our clients and assisting them in meeting their specific strategic objectives. Our primary goal is to satisfy our clients by developing and implementing total solutions producing maximum value.
We strive to be the preeminent provider of business solutions for the financial services industry. This requires absolute commitment to excellence in our performance and product delivery. We will achieve our goals by adhering to these principles:
Promote a customer-focused culture.
Maintain the highest standards of ethics and business conduct.
Hold personnel to the highest principles of professionalism and technical competence.
Deliver the highest quality solutions.
Return value to our clients.
Recognize the individual contribution of our professionals, encourage initiative and provide opportunity for individual growth.
No minimum cost engagement.